DTCC Derivatives Repository Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Regulator Trade Reporting
Derivatives Trade Records
Securities Trade Records

Senior staff personally approved by the FCA to hold their roles here.

Karen Everingham
IRN KXH11157
- CF2 Non Executive Director (29 Mar 2019 to 19 Nov 2019)
Kathrine Lloyd Jones
IRN KLJ01019
- CF2 Non Executive Director (2 Nov 2010 to 22 Aug 2012)
Kathryn Patricia Wallis
IRN KPW01039
- CF1 Director (1 Jul 2014 to 13 May 2015)
Katrina Bell
IRN KXB18375
- CF1 Director (1 Nov 2019 to 20 Nov 2019)
Larry Eugene Thompson
IRN LET01018
- CF1 Director (28 Apr 2014 to 31 Dec 2018)
Lawrence Edmund Ian Waller
IRN LEW01017
- CF2 Non Executive Director (3 Nov 2010 to 10 Oct 2012)
Leda Mehilli
IRN LXM01762
- CF1 Director (20 May 2014 to 14 Jan 2016)
Lucy Victoria Dorr
IRN LVD00009
- CF1 Director (13 Sep 2017 to 1 Aug 2018)
MICHELE JEANNE RENEE CESCUT
IRN MXC13045
- CF2 Non Executive Director (24 May 2019 to 8 Dec 2019)
Mark Patrick Wetjen
IRN MPW01133
- CF1 Director (10 Sep 2018 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.