DTCC Derivatives Repository Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Regulator Trade Reporting
Derivatives Trade Records
Securities Trade Records

Senior staff personally approved by the FCA to hold their roles here.

Markus Hardy Ruetimann
IRN MHR01023
- CF1 Director (15 Dec 2011 to 23 Feb 2012)
Michael Claude Bodson
IRN MCB01188
- CF1 Director (12 Sep 2011 to 12 Mar 2014)
Michael Mahoney
IRN MXM11024
- CF2 Non Executive Director (13 Mar 2019 to 8 Dec 2019)
Michael Turner
IRN MXT02256
- CF11 Money Laundering Reporting (17 Aug 2016 to 7 Feb 2017)
- CF10 Compliance Oversight (17 Aug 2016 to 7 Feb 2017)
Natalie Joy Primrose
IRN NXP08720
- CF2 Non Executive Director (10 Dec 2018 to 8 Dec 2019)
Nicolas Veron
IRN NXV01121
- CF1 Director (16 Aug 2013 to 8 Dec 2019)
Oliver Stuart
IRN OJS01021
- CF2 Non Executive Director (3 Nov 2010 to 20 Sep 2018)
Paul Puskuldjian
IRN PXP01491
- CF1 Director (30 Dec 2011 to 28 May 2014)
Paul Sedgwick
IRN PXS00385
- SMF29 Limited scope function (limited scope SMCR firms only) (since 4 Oct 2021)
Philip Stuart Armstrong
IRN PSA01035
- CF2 Non Executive Director (22 Oct 2010 to 1 Feb 2012)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.