DTCC Derivatives Repository Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Regulator Trade Reporting
Derivatives Trade Records
Securities Trade Records

Senior staff personally approved by the FCA to hold their roles here.

Rajesh Navalkha
IRN RXN01229
- CF2 Non Executive Director (2 Nov 2010 to 1 Aug 2011)
Richard Brough
IRN RXB02240
- CF1 Director (8 Feb 2013 to 23 Jun 2014)
Richard McCarthy
IRN RJM01523
- CF1 Director (29 Nov 2016 to 8 Dec 2019)
Robin Barbara Perlen
IRN RBP01024
- CF2 Non Executive Director (2 Nov 2010 to 31 Mar 2014)
SUNDEEP MOHAN KRIPALANI
IRN SXK16050
- CF2 Non Executive Director (30 Jul 2019 to 8 Dec 2019)
Sally Lorraine Shackleton
IRN SLS01125
- CF1 Director (19 Mar 2018 to 8 Dec 2019)
Simon George Cooper
IRN SGC01084
- CF1 Director (15 Aug 2014 to 14 Jun 2017)
Stephane Albert Tyc
IRN SAT01102
- CF2 Non Executive Director (2 Nov 2010 to 9 May 2012)
Stewart Macbeth
IRN SXM02554
- CF3 Chief Executive (3 Nov 2010 to 30 Jun 2014)
- CF1 Director (2 Aug 2010 to 30 Jun 2014)
Stuart David James McClymont
IRN SDM01140
- CF2 Non Executive Director (2 Nov 2010 to 31 Jan 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.