Richard McCarthy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Bank AG
FRN 150018
- SMF24 Chief Operations (since 19 Dec 2022)
- SMF24 Chief Operations (24 Mar 2021 to 18 Dec 2022)
- SMF21 EEA Branch Senior Manager (EBSM) (29 May 2019 to 18 Dec 2022)
- [FCA CF] Manager of certification employee (8 Dec 2017 to 30 Oct 2018)
DTCC Derivatives Repository Plc (no longer approved here)
FRN 526490
- CF1 Director (29 Nov 2016 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.