DTCC Derivatives Repository Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Regulator Trade Reporting
Derivatives Trade Records
Securities Trade Records

Senior staff personally approved by the FCA to hold their roles here.

Thomas Bailey
IRN TXB01848
- CF1 Director (12 Jun 2018 to 8 Dec 2019)
Timothy Keady
IRN TXK01658
- CF1 Director (13 Jun 2017 to 8 Dec 2019)
Todd Gerald Primavera
IRN TGP01024
- CF1 Director (13 May 2013 to 8 Dec 2019)
Valentino Wotton
IRN VXW01070
- CF1 Director (2 Jul 2014 to 10 May 2017)
Veronique Sani
IRN VXS01343
- CF1 Director (28 Jan 2013 to 14 Oct 2015)
William Francis Hughes
IRN WFH01025
- CF1 Director (25 Mar 2013 to 7 Apr 2017)
William Nicholas Stenning
IRN WNS01006
- CF1 Director (2 Aug 2010 to 29 Sep 2010)
- CF3 Chief Executive (2 Aug 2010 to 29 Sep 2010)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.