Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (9 Jun 2017 to 11 Oct 2017)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 2 Oct 2017)
- CF29 Significant management (9 Apr 2015 to 6 Mar 2016)
- CF10a CASS Oversight function (9 Apr 2015 to 6 Mar 2016)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 3 Mar 2017)
- CF29 Significant management (9 Apr 2015 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.