Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DTCC Derivatives Repository Plc (no longer approved here)

    FRN 526490

    • CF1 Director (9 Jun 2017 to 11 Oct 2017)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 2 Oct 2017)
    • CF29 Significant management (9 Apr 2015 to 6 Mar 2016)
    • CF10a CASS Oversight function (9 Apr 2015 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 3 Mar 2017)
    • CF29 Significant management (9 Apr 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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