Geraldine Lawlor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AXIS Managing Agency Ltd. (no longer approved here)
FRN 754962
- SMF11 Chair of the Audit Committee (10 Dec 2018 to 28 Feb 2020)
- SIMF11 Chair of the Audit Committee (13 Jul 2017 to 9 Dec 2018)
Barclays Security Trustee Limited (no longer approved here)
FRN 783115
- CF11 Money Laundering Reporting (9 May 2018 to 14 May 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 18 May 2018)
- CF11 Money Laundering Reporting (7 Jan 2016 to 6 Mar 2016)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF11 Money Laundering Reporting (7 Jan 2016 to 14 May 2019)
Clydesdale Financial Services Limited (no longer approved here)
FRN 311753
- CF11 Money Laundering Reporting (7 Jan 2016 to 14 May 2019)
Barclays Asset Management Limited (no longer approved here)
FRN 505543
- CF11 Money Laundering Reporting (7 Jan 2016 to 14 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.