Date authorised
1 April 2013
Companies House
06991560
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Churchill Place
    London
    E14 5HP
    UNITED KINGDOM
    Phone
    +4402071161000
  • Complaints Contact

    Barclays Bank UK PLC
    Dale House
    Wavertree Technology Park
    Liverpool
    L7 9PQ
    UNITED KINGDOM
    Phone
    +4402071161000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Edward Fane de Salis

    IRN JED00036

    • CF1 Director (21 Jun 2013 to 31 Jan 2016)
  • Jan Alexander Wohlschiess

    IRN JXW00881

    • [FCA CF] Manager of certification employee (20 Apr 2023 to 30 Sep 2024)
  • Jason Paul Holt

    IRN JPH01199

    • CF11 Money Laundering Reporting (15 Feb 2013 to 31 Oct 2013)
  • Jean Damien Marie

    IRN JXM00177

    • SMF1 Chief Executive (since 9 May 2024)
    • SMF3 Executive Director (since 9 May 2024)
  • Jean-Marc Morel

    IRN JXM01638

    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2022)
    • CF1 Director (3 Sep 2018 to 8 Dec 2019)
  • Jeremy Turnbull

    IRN JWT01025

    • SMF16 Compliance Oversight (since 23 May 2023)
  • Kevin Wooliscroft

    IRN KXW01135

    • CF30 Customer (12 Nov 2009 to 1 Dec 2011)
  • Mark Cooke

    IRN MWC01079

    • CF28 Systems and controls (28 May 2010 to 19 Sep 2013)
  • Mark John Carawan

    IRN MJC01370

    • CF28 Systems and controls (12 Nov 2009 to 15 Jun 2011)
  • Mark Newbery

    IRN MXN01147

    • [FCA CF] Significant management (26 Sep 2023 to 6 Dec 2023)
    • SMF3 Executive Director (22 May 2023 to 1 May 2024)
    • CF1 Director (20 May 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.