Kevin Wooliscroft

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BARCLAYS INVESTMENT SOLUTIONS LIMITED
FRN 155595
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 5 Sep 2022)
- [FCA CF] Client dealing (since 6 Aug 2020)
- [FCA CF] Functions requiring qualifications (since 6 Aug 2020)
- [FCA CF] Manager of certification employee (6 Aug 2020 to 21 Jul 2021)
- CF30 Customer (1 Jul 2019 to 8 Dec 2019)
Barclays Asset Management Limited (no longer approved here)
FRN 505543
- CF30 Customer (12 Nov 2009 to 1 Dec 2011)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF27 Investment Management (1 Dec 2001 to 21 Mar 2002)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF26 Customer Trading (1 Dec 2001 to 25 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.