Jeremy Turnbull

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BARCLAYS INVESTMENT SOLUTIONS LIMITED
FRN 155595
- SMF16 Compliance Oversight (since 23 May 2023)
Barclays Asset Management Limited
FRN 505543
- SMF16 Compliance Oversight (since 23 May 2023)
Oak Pension Asset Management Limited
FRN 526038
- SMF16 Compliance Oversight (since 11 Aug 2022)
Schroder Wealth Management (US) Limited (no longer approved here)
FRN 781869
- CF28 Systems and controls (11 Sep 2017 to 9 Sep 2019)
- CF1 Director (11 Sep 2017 to 9 Sep 2019)
- CF10 Compliance Oversight (11 Sep 2017 to 9 Sep 2019)
SCHRODER & CO. LIMITED (no longer approved here)
FRN 144206
- SMF4 Chief Risk (7 Mar 2016 to 9 Sep 2019)
- SMF16 Compliance Oversight (7 Mar 2016 to 9 Sep 2019)
- CF10 Compliance Oversight (24 Sep 2013 to 6 Mar 2016)
- CF1 Director (23 Sep 2013 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.