Oak Pension Asset Management Limited

• Principal Place of Business

  1 Churchill Place

  London

  E14 5HP

  UNITED KINGDOM

  Phone

  +4402071161000

  Web

  https://www.barclays.com

• Complaints Contact

  1 Churchill Place

  London

  E14 5HP

  UNITED KINGDOM

  Phone

  +4402071161000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andre Konstantinow

  IRN AXK01461

  • CF30 Customer (10 Dec 2010 to 14 Nov 2014)
• Arran Lancaster

  IRN AXL00476

  • [FCA CF] Client dealing (since 6 Sep 2022)
• Catherine Redmond

  IRN CXR01467

  • CF11 Money Laundering Reporting (10 Dec 2010 to 30 Jun 2011)
  • CF10 Compliance Oversight (10 Dec 2010 to 30 Jun 2011)
• Chris Stangroome

  IRN CTS01038

  • [FCA CF] Client dealing (since 9 Aug 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (30 Jun 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Sep 2014 to 27 Jul 2017)
  • CF10 Compliance Oversight (10 Sep 2014 to 27 Jul 2017)
  • CF30 Customer (13 Feb 2012 to 8 Dec 2019)
• Daniel Fairclough

  IRN DXF01134

  • [FCA CF] Manager of certification employee (since 28 Feb 2025)
• David Jonathan Semaya

  IRN DXS01583

  • CF2 Non Executive Director (22 Feb 2012 to 31 Dec 2013)
• Domman Yakubu

  IRN DXY01034

  • [FCA CF] Client dealing (since 4 Aug 2020)
  • CF30 Customer (1 Mar 2012 to 8 Dec 2019)
• Douglas Ferrans

  IRN DXF01086

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 20 Nov 2024)
  • CF2 Non Executive Director (21 Jul 2017 to 8 Dec 2019)
• Gareth Jones

  IRN GGJ00010

  • Director of firm who is not a certification employee or a SMF manager (since 24 Mar 2026)
• Gavin Chapman

  IRN GXC00051

  • [FCA CF] Manager of certification employee (since 5 Mar 2025)

No changes recorded yet.