Daniel Fairclough

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oak Pension Asset Management Limited
FRN 526038
- [FCA CF] Manager of certification employee (since 28 Feb 2025)
Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Manager of certification employee (since 3 Aug 2016)
- CF30 Customer (20 Feb 2013 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.