Oak Pension Asset Management Limited

• Principal Place of Business

  1 Churchill Place

  London

  E14 5HP

  UNITED KINGDOM

  Phone

  +4402071161000

  Web

  https://www.barclays.com

• Complaints Contact

  1 Churchill Place

  London

  E14 5HP

  UNITED KINGDOM

  Phone

  +4402071161000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gerald Boateng

  IRN GXB07335

  • [FCA CF] Client dealing (since 4 Aug 2020)
  • CF30 Customer (25 Oct 2018 to 8 Dec 2019)
• Graeme Whytock

  IRN GOW01004

  • [FCA CF] Manager of certification employee (since 28 Jul 2022)
  • [FCA CF] Client dealing (since 13 Jul 2020)
  • CF30 Customer (24 Sep 2015 to 8 Dec 2019)
• Gregory Andrew Bilse

  IRN GAB01145

  • CF30 Customer (1 Feb 2012 to 10 Oct 2014)
• Heng Lei

  IRN HXL01245

  • [FCA CF] Manager of certification employee (since 1 Mar 2025)
  • [FCA CF] Client dealing (since 1 Jul 2020)
  • CF30 Customer (1 Jul 2015 to 8 Dec 2019)
• Ian Hughes

  IRN IRH01035

  • [FCA CF] Manager of certification employee (since 15 Aug 2023)
  • [FCA CF] Client dealing (since 4 Aug 2020)
  • CF30 Customer (6 Dec 2017 to 8 Dec 2019)
• Ilian Dimitrov

  IRN IXD01169

  • [FCA CF] Manager of certification employee (since 8 Feb 2023)
  • [FCA CF] Client dealing (since 2 Jul 2020)
  • CF30 Customer (10 Dec 2010 to 8 Dec 2019)
• James McClements

  IRN JXM01763

  • [FCA CF] Client dealing (since 27 Dec 2023)
• Jeremy Turnbull

  IRN JWT01025

  • SMF16 Compliance Oversight (since 11 Aug 2022)
• Katharine Emma Dwyer

  IRN KED01010

  • CF30 Customer (10 Dec 2010 to 26 Jul 2013)
• Keith Taylor

  IRN KET01009

  • SMF9 Chair of the Governing Body (since 19 Jun 2025)
  • Director of firm who is not a certification employee or a SMF manager (13 Dec 2024 to 19 Jun 2025)

No changes recorded yet.