Oak Pension Asset Management Limited

• Principal Place of Business

  1 Churchill Place

  London

  E14 5HP

  UNITED KINGDOM

  Phone

  +4402071161000

  Web

  https://www.barclays.com

• Complaints Contact

  1 Churchill Place

  London

  E14 5HP

  UNITED KINGDOM

  Phone

  +4402071161000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Wall

  IRN KXW01161

  • CF2 Non Executive Director (13 Dec 2013 to 6 Sep 2017)
• Leonardo Taglieri

  IRN LXT00069

  • [FCA CF] Client dealing (since 13 Jul 2020)
• Leonardo Taglieri

  IRN LXT01368

  • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
• Mark Hyde-Harrison

  IRN MXH02188

  • CF30 Customer (10 Dec 2010 to 22 Nov 2011)
  • CF1 Director (10 Dec 2010 to 22 Nov 2011)
• Michael David Robson

  IRN MDR01066

  • CF30 Customer (18 Jan 2017 to 7 Jul 2017)
• Milan Trbojevic

  IRN MXT01613

  • [FCA CF] Client dealing (since 13 Jul 2020)
  • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
• Nicholas Stacey

  IRN NXS01629

  • CF30 Customer (10 Dec 2010 to 17 Nov 2017)
• Nikki Wood

  IRN NXN01347

  • CF11 Money Laundering Reporting (1 Aug 2017 to 10 Oct 2018)
  • CF10 Compliance Oversight (1 Aug 2017 to 10 Oct 2018)
• Owen Stewart Khonje

  IRN OSK01003

  • CF30 Customer (13 Feb 2012 to 16 Jan 2015)
• Patrick James Fitzsimons

  IRN PJF01180

  • CF10 Compliance Oversight (15 Oct 2012 to 8 Sep 2014)
  • CF11 Money Laundering Reporting (15 Oct 2012 to 8 Sep 2014)

No changes recorded yet.