Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
EFG Private Bank Limited
FRN 144036
- SMF4 Chief Risk (since 18 Jul 2023)
-
- [FCA CF] Significant management (14 Jul 2021 to 10 Feb 2022)
-
- [FCA CF] Significant management (29 Dec 2020 to 10 Feb 2022)
- CF28 Systems and controls (3 Sep 2018 to 8 Dec 2019)
-
- SMF3 Executive Director (9 Dec 2019 to 1 Feb 2022)
- CF1 Director (3 Sep 2018 to 8 Dec 2019)
-
- CF21 Investment Adviser (27 Dec 2002 to 3 Sep 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.