Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Asset Management Limited (no longer approved here)

    FRN 505543

    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2021 to 16 May 2022)
    • [FCA CF] Material risk taker (8 Apr 2021 to 16 May 2022)
    • CF28 Systems and controls (10 Jul 2018 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 Mar 2022)
    • CF28 Systems and controls (10 Jul 2018 to 8 Dec 2019)
  • Barclays Insurance Services Company Limited (no longer approved here)

    FRN 312078

    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 Mar 2022)
    • CF28 Systems and controls (10 Jul 2018 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Jun 2019)
  • Cheyne Capital Management (UK) LLP (no longer approved here)

    FRN 456864

    • CF30 Customer (1 Nov 2007 to 12 May 2010)
    • CF4 Partner (7 Aug 2007 to 12 May 2010)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.