Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF4 Partner (AR) (since 13 Jul 2024)
- CF30 Customer (since 13 Jul 2024)
- [FCA CF] Significant management (since 25 Jun 2024)
- [FCA CF] Client dealing (since 25 Jun 2024)
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Kanad Capital Partners LLP
FRN 1016915
- (3)Employed By (since 13 Jul 2024)
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- CF1 Director (16 Jun 2016 to 11 Jan 2019)
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- CF30 Customer (29 Feb 2016 to 6 Dec 2018)
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- CF29 Significant management (30 Oct 2014 to 28 Aug 2015)
- CF30 Customer (30 Oct 2014 to 28 Aug 2015)
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- CF29 Significant management (30 Oct 2014 to 28 Aug 2015)
- CF30 Customer (30 Oct 2014 to 28 Aug 2015)
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- CF30 Customer (5 Sep 2012 to 25 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 22 Jan 2010)
- CF27 Investment Management (4 Apr 2007 to 31 Oct 2007)
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- CF27 Investment Management (5 Mar 2003 to 10 Sep 2005)
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- CF27 Investment Management (1 Dec 2001 to 31 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.