Jon Anderson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Broughton Wilkins Partnership Ltd

    FRN 195273

    • (23)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (24)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (25)4. Giving personal recommendations on retail investment products which are not broker funds
    • (26)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (27)[FCA CF] Client dealing (since 9 Jun 2025)
    • (28)[FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 513644

    • (11)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (12)4. Giving personal recommendations on retail investment products which are not broker funds
    • (9)[FCA CF] Client dealing (6 Mar 2025 to 31 Mar 2026)
    • (10)[FCA CF] Functions requiring qualifications (6 Mar 2025 to 31 Mar 2026)
  • Emery (IFA) Limited

    FRN 526134

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2023)
    • [FCA CF] Client dealing (since 23 Nov 2023)
    • [FCA CF] Manager of certification employee (since 23 Nov 2023)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Functions requiring qualifications (16 Sep 2019 to 6 Jun 2022)
    • [FCA CF] Client dealing (16 Sep 2019 to 6 Jun 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Jan 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Functions requiring qualifications at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  2. controlled function removed: [FCA CF] Client dealing at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  3. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  4. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  5. controlled function added: (9)[FCA CF] Client dealing at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  6. controlled function added: (10)[FCA CF] Functions requiring qualifications at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  7. controlled function added: (11)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  8. controlled function added: (12)4. Giving personal recommendations on retail investment products which are not broker funds at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  9. controlled function removed: [FCA CF] Functions requiring qualifications at The Broughton Wilkins Partnership Ltd

  10. controlled function removed: 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds at The Broughton Wilkins Partnership Ltd

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