Jon Anderson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Broughton Wilkins Partnership Ltd

    FRN 195273

    • (23)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (24)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (25)4. Giving personal recommendations on retail investment products which are not broker funds
    • (26)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (27)[FCA CF] Client dealing (since 9 Jun 2025)
    • (28)[FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 513644

    • (11)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (12)4. Giving personal recommendations on retail investment products which are not broker funds
    • (9)[FCA CF] Client dealing (6 Mar 2025 to 31 Mar 2026)
    • (10)[FCA CF] Functions requiring qualifications (6 Mar 2025 to 31 Mar 2026)
  • Emery (IFA) Limited

    FRN 526134

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2023)
    • [FCA CF] Client dealing (since 23 Nov 2023)
    • [FCA CF] Manager of certification employee (since 23 Nov 2023)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Functions requiring qualifications (16 Sep 2019 to 6 Jun 2022)
    • [FCA CF] Client dealing (16 Sep 2019 to 6 Jun 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Jan 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at The Broughton Wilkins Partnership Ltd

  2. controlled function removed: 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds at The Broughton Wilkins Partnership Ltd

  3. controlled function removed: [FCA CF] Client dealing at The Broughton Wilkins Partnership Ltd

  4. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at The Broughton Wilkins Partnership Ltd

  5. controlled function added: (23)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds at The Broughton Wilkins Partnership Ltd

  6. controlled function added: (24)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at The Broughton Wilkins Partnership Ltd

  7. controlled function added: (25)4. Giving personal recommendations on retail investment products which are not broker funds at The Broughton Wilkins Partnership Ltd

  8. controlled function added: (26)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds at The Broughton Wilkins Partnership Ltd

  9. controlled function added: (27)[FCA CF] Client dealing at The Broughton Wilkins Partnership Ltd

  10. controlled function added: (28)[FCA CF] Functions requiring qualifications at The Broughton Wilkins Partnership Ltd