Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 10 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2020 to 10 Apr 2024)
- CF30 Customer (6 Oct 2010 to 8 Dec 2019)
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- CF21 Investment Adviser (19 May 2005 to 28 Nov 2006)
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- CF21 Investment Adviser (1 Feb 2005 to 8 Aug 2005)
- CF22 Investment Adviser (Trainee) (2 Aug 2004 to 1 Feb 2005)
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- Employed By (2 Aug 2004 to 1 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.