Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Emery (IFA) Limited (no longer approved here)

    FRN 526134

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 10 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 10 Apr 2024)
    • CF30 Customer (6 Oct 2010 to 8 Dec 2019)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • CF21 Investment Adviser (19 May 2005 to 28 Nov 2006)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Feb 2005 to 8 Aug 2005)
    • CF22 Investment Adviser (Trainee) (2 Aug 2004 to 1 Feb 2005)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (2 Aug 2004 to 1 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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