Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Broughton Wilkins Partnership Ltd
FRN 195273
- (39)SMF3 Executive Director (since 13 Aug 2025)
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Emery (IFA) Limited
FRN 526134
- SMF3 Executive Director (since 22 May 2025)
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- (33)SMF3 Executive Director (13 Aug 2025 to 31 Mar 2026)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF3 Executive Director at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function added: (33)SMF3 Executive Director at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function removed: SMF3 Executive Director at The Broughton Wilkins Partnership Ltd
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controlled function added: (39)SMF3 Executive Director at The Broughton Wilkins Partnership Ltd