Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  2. controlled function added: (33)SMF3 Executive Director at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  3. controlled function removed: SMF3 Executive Director at The Broughton Wilkins Partnership Ltd

  4. controlled function added: (39)SMF3 Executive Director at The Broughton Wilkins Partnership Ltd