Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Dec 2025)
    • CF30 Customer (since 22 Sep 2025)
    • CF4 Partner (AR) (since 22 Sep 2025)
    • (3)Employed By (since 28 Aug 2012)
    • (2)Employed By (30 Apr 2010 to 2 Jul 2012)
  • Emery (IFA) Limited (no longer approved here)

    FRN 526134

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 5 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 5 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 5 Feb 2025)
    • CF30 Customer (28 Aug 2012 to 6 Jan 2026)
    • CF4 Partner (AR) (28 Aug 2012 to 6 Jan 2026)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 5 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

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