Edward Stephen Gage

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Emery (IFA) Limited

    FRN 526134

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2024)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 May 2022)
    • CF30 Customer (27 Jul 2019 to 8 Dec 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 May 2022)
    • CF30 Customer (27 Jul 2019 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (20 Jun 2018 to 19 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.