Dart Capital Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Riverfront HGS Limited

  IRN XXD77216

  • CF4 Partner (AR) (11 May 2020 to 31 Mar 2021)
• Alan Taylor

  IRN AXT01362

  • CF1 Director (6 Oct 2004 to 7 Nov 2007)
  • CF8 Apportionment and Oversight (6 Oct 2004 to 1 Feb 2007)
• Alec Merrett

  IRN AXM05017

  • SMF5 Head of Internal Audit (since 24 Sep 2025)
  • [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
• Alexander David George

  IRN AXG00176

  • 14. Managing investments
  • [FCA CF] Client dealing (since 17 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 18 Nov 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
• Alexander Gersh

  IRN AXG01048

  • SMF3 Executive Director (since 27 Jun 2025)
  • SMF2 Chief Finance (since 27 Jun 2025)
• Alexander Gordan Houston Bowden

  IRN AGB01086

  • [FCA CF] Material risk taker (since 9 Oct 2025)
• Andrew David Middleton

  IRN AXM00597

  • SMF18 Other Overall Responsibility (14 May 2024 to 31 Dec 2025)
  • [FCA CF] Significant management (22 Feb 2024 to 13 May 2024)
  • [FCA CF] Manager of certification employee (22 Feb 2024 to 13 May 2024)
• Andrew Edward Ayers

  IRN AEA01019

  • CF30 Customer (13 Jul 2009 to 2 Aug 2010)
• Andrew Martin Baddeley

  IRN AMB01241

  • SMF2 Chief Finance (2 Nov 2023 to 9 Apr 2025)
  • SMF3 Executive Director (31 Aug 2023 to 9 Apr 2025)
• Andrew Savage

  IRN AXS04431

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
  • CF30 Customer (8 Apr 2016 to 8 Dec 2019)

• Heronsgate Capital LLP (no longer appointed)

  FRN 922113 · Appointed 5 Mar 2020 · Until 1 Apr 2021 · Tied agent

• St Andrews Financial Limited (no longer appointed)

  FRN 227058 · Appointed 10 Jul 2007 · Until 16 Jun 2008

No changes recorded yet.