Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Evelyn Partners Securities
FRN 124255
- SMF5 Head of Internal Audit (since 24 Sep 2025)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
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HFS Milbourne Financial Services Limited
FRN 125051
- SMF5 Head of Internal Audit (since 24 Sep 2025)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
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Evelyn Partners Investment Services Limited
FRN 131816
- SMF5 Head of Internal Audit (since 24 Sep 2025)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
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HW Financial Services Limited
FRN 134190
- SMF5 Head of Internal Audit (since 24 Sep 2025)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
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Evelyn Partners Financial Planning Limited
FRN 136414
- SMF5 Head of Internal Audit (since 24 Sep 2025)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
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Dart Capital Limited
FRN 137569
- SMF5 Head of Internal Audit (since 24 Sep 2025)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
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- SMF5 Head of Internal Audit (since 24 Sep 2025)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
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- SMF5 Head of Internal Audit (since 24 Sep 2025)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
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- SMF5 Head of Internal Audit (since 24 Sep 2025)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
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Evelyn Partners Asset Management Limited
FRN 223074
- SMF5 Head of Internal Audit (since 24 Sep 2025)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (285)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited