Alec Merrett

Watch for changes

IRN: AXM05017
Last updated: 1 week ago

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Evelyn Partners Investment Management LLP
FRN 580531
- SMF5 Head of Internal Audit (since 24 Sep 2025)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
HOWDEN FS LIMITED (no longer approved here)
FRN 180563
- SMF5 Head of Internal Audit (24 Sep 2025 to 1 Apr 2026)
- [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
Fusion Wealth Limited (no longer approved here)
FRN 541404
- SMF5 Head of Internal Audit (27 May 2025 to 18 Jul 2025)
- [FCA CF] Material risk taker (1 Jan 2022 to 18 Jul 2025)
- [FCA CF] Significant management (12 Mar 2021 to 24 Jun 2025)
Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- [FCA CF] Material risk taker (1 Jan 2022 to 18 Jul 2025)
- SMF5 Head of Internal Audit (29 Feb 2020 to 18 Jul 2025)
EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)
FRN 591218
- [FCA CF] Material risk taker (1 Jan 2022 to 18 Jul 2025)
- [FCA CF] Significant management (12 Mar 2021 to 18 Jul 2025)
Schroder Wealth Management (US) Limited (no longer approved here)
FRN 781869
- [FCA CF] Material risk taker (30 Nov 2021 to 18 Jul 2025)
- CF28 Systems and controls (25 Jul 2018 to 8 Dec 2019)
Bright Square Pensions Limited (no longer approved here)
FRN 788317
- [FCA CF] Significant management (12 Mar 2021 to 18 Jul 2025)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Material risk taker (1 Oct 2020 to 15 Sep 2022)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- [FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (285)[FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (285)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.