Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Evelyn Partners Securities
FRN 124255
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Material risk taker (since 9 Oct 2025)
- [FCA CF] Client dealing (since 3 May 2023)
- [FCA CF] Manager of certification employee (since 3 May 2023)
- [FCA CF] Functions requiring qualifications (since 3 May 2023)
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HFS Milbourne Financial Services Limited
FRN 125051
- [FCA CF] Material risk taker (since 9 Oct 2025)
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Evelyn Partners Investment Services Limited
FRN 131816
- [FCA CF] Material risk taker (since 9 Oct 2025)
- [FCA CF] Manager of certification employee (since 1 Jan 2021)
- CF30 Customer (1 Nov 2007 to 30 Sep 2013)
- CF27 Investment Management (14 Apr 2005 to 31 Oct 2007)
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HW Financial Services Limited
FRN 134190
- [FCA CF] Material risk taker (since 9 Oct 2025)
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Evelyn Partners Financial Planning Limited
FRN 136414
- [FCA CF] Material risk taker (since 9 Oct 2025)
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Dart Capital Limited
FRN 137569
- [FCA CF] Material risk taker (since 9 Oct 2025)
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- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Material risk taker (since 9 Oct 2025)
- [FCA CF] Manager of certification employee (since 3 May 2023)
- [FCA CF] Functions requiring qualifications (since 3 May 2023)
- [FCA CF] Client dealing (since 3 May 2023)
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- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Material risk taker (since 9 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 3 May 2023)
- [FCA CF] Client dealing (since 3 May 2023)
- [FCA CF] Manager of certification employee (since 3 May 2023)
-
- 13. Giving personal recommendations on and dealing with derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Material risk taker (since 9 Oct 2025)
- [FCA CF] Client dealing (since 3 May 2023)
- [FCA CF] Functions requiring qualifications (since 3 May 2023)
- [FCA CF] Manager of certification employee (since 11 Jul 2022)
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Evelyn Partners Asset Management Limited
FRN 223074
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 13. Giving personal recommendations on and dealing with derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Material risk taker (since 9 Oct 2025)
- [FCA CF] Client dealing (since 3 May 2023)
- [FCA CF] Functions requiring qualifications (since 3 May 2023)
- [FCA CF] Manager of certification employee (since 3 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
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