CAVENDISH MEDICAL LIMITED

• Principal Place of Business

  Cavendish Medical Ltd

  Devon House 171-177

  Great Portland Street

  London

  Westminster

  W1W 5PQ

  UNITED KINGDOM

  Phone

  +4402076367006

  Web

  https://www.cavendishmedical.com

• Complaints Contact

  Cavendish Medical Ltd

  Devon House 171-177

  Great Portland Street

  London

  Westminster

  W1W 5PQ

  UNITED KINGDOM

  Phone

  +4402076367006

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Andrew John Brixey-Williams

  IRN AXB00192

  • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
  • CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)
• Anthony John Slocombe

  IRN AJS00226

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF10 Compliance Oversight (22 Oct 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Sep 2018 to 8 Dec 2019)
  • CF30 Customer (6 Jul 2018 to 8 Dec 2019)
• Benjamin Holdsworth

  IRN BXH01495

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Apr 2024)
  • SMF3 Executive Director (9 Dec 2019 to 21 Apr 2024)
  • CF1 Director (7 Feb 2019 to 8 Dec 2019)
  • CF30 Customer (30 Jan 2017 to 8 Dec 2019)
• Daniel Edward Minett

  IRN DEM01055

  • CF30 Customer (23 Jul 2008 to 9 Apr 2009)
• David Nguyen

  IRN DXN01212

  • CF30 Customer (7 Dec 2011 to 1 Jul 2013)
• David Thomas Murphy

  IRN DTM01070

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Sep 2022)
  • CF30 Customer (12 Jan 2018 to 8 Dec 2019)
• Diane Margaret Hewett

  IRN DMH00012

  • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
  • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
• Edward William Bushnell

  IRN EWB00002

  • CF1 Director (7 Feb 2019 to 16 Sep 2019)
  • CF11 Money Laundering Reporting (15 May 2012 to 10 Sep 2018)
  • CF10 Compliance Oversight (15 May 2012 to 16 Sep 2019)
  • CF30 Customer (4 Apr 2008 to 17 Dec 2012)
• Elliott Robert Lund

  IRN ERL01021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
• Farhan Ahmed

  IRN FXA00200

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Apr 2024)
  • [FCA CF] Client dealing (since 19 Apr 2024)

No changes recorded yet.