CAVENDISH MEDICAL LIMITED

• Principal Place of Business

  Cavendish Medical Ltd

  Devon House 171-177

  Great Portland Street

  London

  Westminster

  W1W 5PQ

  UNITED KINGDOM

  Phone

  +4402076367006

  Web

  https://www.cavendishmedical.com

• Complaints Contact

  Cavendish Medical Ltd

  Devon House 171-177

  Great Portland Street

  London

  Westminster

  W1W 5PQ

  UNITED KINGDOM

  Phone

  +4402076367006

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• George James Uglow

  IRN GXU11133

  • [FCA CF] Functions requiring qualifications (3 Nov 2022 to 7 Jun 2024)
  • [FCA CF] Client dealing (3 Nov 2022 to 7 Jun 2024)
• Grahame Bellingham

  IRN GXB02252

  • CF2 Non Executive Director (6 Jul 2016 to 5 Jul 2018)
• Guy Byron Beck

  IRN GBB01030

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Mar 2013 to 8 Dec 2019)
• Hugh Adrian Davies

  IRN HAD00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Oct 2009 to 8 Dec 2019)
• Jemma Louise King

  IRN JXK16314

  • [FCA CF] Functions requiring qualifications (19 Apr 2024 to 7 Mar 2025)
  • [FCA CF] Client dealing (19 Apr 2024 to 7 Mar 2025)
• John Sholto James Douglas

  IRN JSD00030

  • CF30 Customer (1 Nov 2007 to 8 May 2009)
  • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Jan 2006 to 1 Aug 2006)
• Kacie Lee Hagenseiker

  IRN KXH16519

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 15 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 15 Jan 2024)
• Laura Blyth

  IRN LXB01975

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • [FCA CF] Client dealing (since 1 Jul 2025)
• Lisa Lloyd

  IRN LJL00005

  • CF30 Customer (1 Nov 2007 to 6 Feb 2009)
  • CF21 Investment Adviser (2 Jan 2006 to 31 Oct 2007)
  • CF7 Sole Trader (21 Dec 2005 to 21 Dec 2005)
• Mark Martin

  IRN MSM00008

  • CF30 Customer (1 Nov 2007 to 23 Dec 2014)
  • Responsible for Insurance Mediation (1 Dec 2005 to 2 Jan 2013)
  • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Mar 2009)
  • CF1 Director (1 Dec 2005 to 2 Jan 2013)
  • CF10 Compliance Oversight (1 Dec 2005 to 16 Mar 2012)
  • CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2005 to 16 Mar 2012)

No changes recorded yet.