Lisa Lloyd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bespoke-Advice Limited

    FRN 616019

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 30 Oct 2021)
    • [FCA CF] Client dealing (since 30 Oct 2021)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2021)
    • CF30 Customer (17 Aug 2012 to 28 Jul 2021)
  • CAVENDISH MEDICAL LIMITED (no longer approved here)

    FRN 436797

    • CF30 Customer (1 Nov 2007 to 6 Feb 2009)
    • CF21 Investment Adviser (2 Jan 2006 to 31 Oct 2007)
    • CF7 Sole Trader (21 Dec 2005 to 21 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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