Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • [FCA CF] Client dealing (5 Sep 2022 to 13 May 2025)
    • [FCA CF] Functions requiring qualifications (5 Sep 2022 to 13 May 2025)
  • EAST ANGLIAN FINANCIAL PLANNING LTD (no longer approved here)

    FRN 605096

    • CF30 Customer (9 Nov 2018 to 8 Dec 2019)
  • WOODWARD MARKWELL FINANCIAL ADVISERS LTD (no longer approved here)

    FRN 146449

    • CF30 Customer (1 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.