George James Uglow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2024)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2024)
  • CAVENDISH MEDICAL LIMITED (no longer approved here)

    FRN 436797

    • [FCA CF] Functions requiring qualifications (3 Nov 2022 to 7 Jun 2024)
    • [FCA CF] Client dealing (3 Nov 2022 to 7 Jun 2024)
  • SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 513289

    • [FCA CF] Functions requiring qualifications (19 May 2022 to 24 Oct 2022)
    • [FCA CF] Client dealing (19 May 2022 to 24 Oct 2022)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (14 Nov 2019 to 8 Dec 2019)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (4 Mar 2019 to 21 Oct 2019)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (4 Feb 2019 to 21 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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