CAVENDISH MEDICAL LIMITED

• Principal Place of Business

  Cavendish Medical Ltd

  Devon House 171-177

  Great Portland Street

  London

  Westminster

  W1W 5PQ

  UNITED KINGDOM

  Phone

  +4402076367006

  Web

  https://www.cavendishmedical.com

• Complaints Contact

  Cavendish Medical Ltd

  Devon House 171-177

  Great Portland Street

  London

  Westminster

  W1W 5PQ

  UNITED KINGDOM

  Phone

  +4402076367006

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Matthew Blackburn

  IRN MXB02484

  • CF30 Customer (29 Nov 2011 to 5 Jul 2018)
• Patrick Francis Convey

  IRN PFC01052

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (25 Feb 2019 to 8 Dec 2019)
  • CF30 Customer (25 Jun 2008 to 8 Dec 2019)
• Paul James Barker

  IRN PJB01560

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Dec 2020)
  • CF30 Customer (31 Jan 2017 to 8 Dec 2019)
• Robert Hughes

  IRN RXH00164

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Sep 2009 to 8 Dec 2019)
• Ronald Penz

  IRN RXP00149

  • CF30 Customer (1 Nov 2007 to 27 Jun 2009)
  • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
• Samit Patel

  IRN SXP01651

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
  • [FCA CF] Client dealing (since 2 Jan 2025)
• Samuel James Kirton

  IRN SXK01604

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 6 Apr 2022)
• Scott Clayson

  IRN SXC00031

  • CF30 Customer (20 Apr 2009 to 2 Jul 2011)
• Simon Alastair Bruce

  IRN SAB01258

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF3 Chief Executive (27 Sep 2019 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Aug 2021)
  • CF1 Director (11 Jan 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (2 Jan 2006 to 31 Oct 2007)
• Steven Bates

  IRN SPB00068

  • CF30 Customer (1 Nov 2007 to 23 Dec 2009)
  • CF24 Pension Transfer Specialist (22 Feb 2006 to 31 Oct 2007)

No changes recorded yet.