Steven Bates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equity And General Financial Services Limited

    FRN 474163

    • [FCA CF] Manager of certification employee (since 1 Dec 2020)
  • LWM10 LTD (no longer approved here)

    FRN 458204

    • CF30 Customer (20 Jan 2010 to 23 Jun 2017)
  • M & N INSURANCE SERVICE LIMITED (no longer approved here)

    FRN 305837

    • CF30 Customer (15 Sep 2008 to 31 Dec 2013)
  • Brebners (no longer approved here)

    FRN 110982

    • CF30 Customer (1 Nov 2007 to 17 Mar 2008)
    • CF24 Pension Transfer Specialist (5 Aug 2004 to 31 Oct 2007)
  • GODDARD PERRY CONSULTING LIMITED (no longer approved here)

    FRN 125376

    • CF30 Customer (1 Nov 2007 to 28 Sep 2011)
    • CF24 Pension Transfer Specialist (7 Jun 2002 to 31 Oct 2007)
  • Robin Christopher Singer (no longer approved here)

    FRN 185530

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (3 Jan 2007 to 31 Oct 2007)
  • SIRE LIMITED (no longer approved here)

    FRN 227661

    • CF30 Customer (1 Nov 2007 to 27 Sep 2018)
    • CF24 Pension Transfer Specialist (4 May 2005 to 31 Oct 2007)
  • Surrey Independent Advisers Limited (no longer approved here)

    FRN 228148

    • CF30 Customer (1 Nov 2007 to 4 Jan 2010)
    • CF24 Pension Transfer Specialist (21 Aug 2007 to 31 Oct 2007)
  • Canter Holland Ltd (no longer approved here)

    FRN 431003

    • CF30 Customer (1 Nov 2007 to 23 Mar 2011)
    • CF24 Pension Transfer Specialist (4 Aug 2005 to 31 Oct 2007)
  • CAVENDISH MEDICAL LIMITED (no longer approved here)

    FRN 436797

    • CF30 Customer (1 Nov 2007 to 23 Dec 2009)
    • CF24 Pension Transfer Specialist (22 Feb 2006 to 31 Oct 2007)
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Recent activity

Updates to this individual's record on the FCA register.

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