Brebners

• Principal Place of Business

  130 Shaftesbury Avenue

  London

  W1D 5AR

  UNITED KINGDOM

  Phone

  +4402077342244

  Web

  https://www.brebners.com

• Complaints Contact

  130 Shaftesbury Avenue

  London

  W1D 5AR

  UNITED KINGDOM

  Phone

  +4402077342244

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business, but the firm must not act as a market maker.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Negotiation

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  • · This permission is limited to debt adjusting with no debt management activity

• Debt Plan Admin

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Charles Edward Hemming

  IRN CEH01051

  • CF4 Partner (1 Dec 2001 to 6 Apr 2004)
• Colin Neill Pomeroy

  IRN CNP01027

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 5 Apr 2026)
  • CF4 Partner (27 Mar 2008 to 8 Dec 2019)
• David Ronald Taylor

  IRN DRT01034

  • CF30 Customer (1 Nov 2007 to 6 Apr 2013)
  • Responsible for Insurance Mediation (8 Apr 2005 to 9 Apr 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 6 Apr 2013)
• Greg Daniel Adams

  IRN GXA00201

  • Director of firm who is not a certification employee or a SMF manager (since 6 Apr 2023)
  • SMF27 Partner (since 6 Mar 2023)
• Hazel Yeoman

  IRN HXY01125

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (21 Apr 2016 to 8 Dec 2019)
• James George Ebdon

  IRN JGE01018

  • CF4 Partner (1 Dec 2001 to 6 Apr 2004)
• James Robert Pierce

  IRN JXP08636

  • Responsible for Insurance Distribution (since 6 Apr 2026)
  • Responsibility for MCD Intermediation (since 6 Apr 2026)
  • SMF16 Compliance Oversight (since 6 Apr 2026)
  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (6 Apr 2019 to 8 Dec 2019)
• James Thompson

  IRN JXT01244

  • CF4 Partner (1 Dec 2001 to 5 Apr 2008)
• Jeremy Charles Royds Dearden

  IRN JRD01086

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (5 Jun 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
• John Brian Chamberlain

  IRN JBC01058

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Apr 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Apr 2026)
  • SMF27 Partner (9 Dec 2019 to 5 Apr 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 5 Apr 2026)
  • Responsibility for MCD Intermediation (3 Oct 2016 to 5 Apr 2026)
  • Responsible for Insurance Mediation (17 Apr 2013 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (27 Apr 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (27 Apr 2005 to 31 Mar 2009)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)

No changes recorded yet.