Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Brebners
FRN 110982
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 5 Apr 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 5 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Apr 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 5 Apr 2026)
- Responsibility for MCD Intermediation (3 Oct 2016 to 5 Apr 2026)
- Responsible for Insurance Mediation (17 Apr 2013 to 30 Sep 2018)
- CF8 Apportionment and Oversight (27 Apr 2005 to 31 Mar 2009)
- CF11 Money Laundering Reporting (27 Apr 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
- CF4 Partner (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.