Brebners

• Principal Place of Business

  130 Shaftesbury Avenue

  London

  W1D 5AR

  UNITED KINGDOM

  Phone

  +4402077342244

  Web

  https://www.brebners.com

• Complaints Contact

  130 Shaftesbury Avenue

  London

  W1D 5AR

  UNITED KINGDOM

  Phone

  +4402077342244

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business, but the firm must not act as a market maker.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Negotiation

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  • · This permission is limited to debt adjusting with no debt management activity

• Debt Plan Admin

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• John Craig

  IRN JXC01564

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Apr 2021)
  • SMF27 Partner (9 Dec 2019 to 5 Apr 2021)
  • CF3 Chief Executive (14 Apr 2011 to 30 Jun 2019)
  • CF10 Compliance Oversight (11 Apr 2005 to 30 Jun 2019)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• Jose Luis Goumal

  IRN JLG01047

  • CF4 Partner (1 Dec 2001 to 10 Apr 2007)
• Julia Anne Hoyle

  IRN JAH01440

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (15 Jun 2015 to 8 Dec 2019)
• Malkinder Kaur Falora

  IRN MKF01019

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (5 Jun 2015 to 8 Dec 2019)
• Martin Neil Widdowson

  IRN MNW01011

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• Matthew Christopher Davis

  IRN MXD00503

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Apr 2026)
  • SMF27 Partner (since 6 Jul 2022)
  • Director of firm who is not a certification employee or a SMF manager (since 6 Jul 2022)
• Michael Richard John Burton

  IRN MRB01152

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• Peter Leonard Thomas

  IRN PLT01013

  • Responsible for Insurance Mediation (14 Jan 2005 to 6 Apr 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 6 Apr 2005)
  • CF4 Partner (1 Dec 2001 to 6 Apr 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Apr 2005)
  • CF3 Chief Executive (1 Dec 2001 to 6 Apr 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Apr 2005)
• Raef Scott Gregory

  IRN RSG01068

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Apr 2026)
  • CF3 Chief Executive (30 May 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 May 2019 to 8 Dec 2019)
  • CF4 Partner (8 Apr 2005 to 8 Dec 2019)
• Richard Steven Ward

  IRN RSW01050

  • SMF27 Partner (since 9 Dec 2019)
  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)

No changes recorded yet.