Paul James Barker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fidelius Ltd

    FRN 188615

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 11 Feb 2024)
    • Appointed representative dealing with clients for which they require qualification (since 14 Dec 2022)
    • [FCA CF] Client dealing (since 2 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 3 Oct 2022)
  • Azets Financial Planning Limited

    FRN 526955

    • Employed By (since 11 Feb 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 23 Sep 2022)
    • [FCA CF] Client dealing (4 Mar 2021 to 23 Sep 2022)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (4 Mar 2021 to 23 Sep 2022)
    • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 23 Sep 2022)
  • CAVENDISH MEDICAL LIMITED (no longer approved here)

    FRN 436797

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Dec 2020)
    • CF30 Customer (31 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.