Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAVENDISH MEDICAL LIMITED
FRN 436797
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 15 Jan 2024)
- [FCA CF] Client dealing (since 15 Jan 2024)
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- (3)Employed By (25 Jan 2023 to 17 Oct 2023)
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- [FCA CF] Client dealing (19 Oct 2021 to 17 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (19 Oct 2021 to 17 Oct 2023)
- CF30 Customer (27 May 2021 to 17 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2021)
- CF30 Customer (25 Jun 2019 to 19 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Apropos Wealth Management Limited
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controlled function added: (3)Employed By at Apropos Wealth Management Limited