Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 20 Jul 2015)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (20 Jul 2015 to 7 Feb 2023)
    • CF1 Director (AR) (since 20 Jul 2015)
  • CAVENDISH MEDICAL LIMITED (no longer approved here)

    FRN 436797

    • CF30 Customer (1 Nov 2007 to 23 Dec 2014)
    • Responsible for Insurance Mediation (1 Dec 2005 to 2 Jan 2013)
    • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2005 to 16 Mar 2012)
    • CF11 Money Laundering Reporting (1 Dec 2005 to 16 Mar 2012)
    • CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2005 to 2 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

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