Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- CF1 Director (AR) (since 20 Jul 2015)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Apr 2023)
- CF30 Customer (20 Jul 2015 to 7 Feb 2023)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 20 Jul 2015)
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- CF30 Customer (1 Nov 2007 to 23 Dec 2014)
- Responsible for Insurance Mediation (1 Dec 2005 to 2 Jan 2013)
- CF8 Apportionment and Oversight (1 Dec 2005 to 31 Mar 2009)
- CF10 Compliance Oversight (1 Dec 2005 to 16 Mar 2012)
- CF11 Money Laundering Reporting (1 Dec 2005 to 16 Mar 2012)
- CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
- CF1 Director (1 Dec 2005 to 2 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.