Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 17 Jan 2022)
    • CF30 Customer (since 23 Dec 2021)
    • CF4 Partner (AR) (since 23 Dec 2021)
    • (2)Employed By (since 2 Apr 2009)
  • Cavendish Financial Strategies LLP (no longer approved here)

    FRN 501535

    • Employed By (27 Dec 2012 to 31 Dec 2012)
  • CAVENDISH MEDICAL LIMITED (no longer approved here)

    FRN 436797

    • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
    • CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)
  • Magus Private Wealth Limited (no longer approved here)

    FRN 191022

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.