Date authorised
1 April 2013
Companies House
03611274
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Endeavour House
    Crawley Business Quarter
    Manor Royal
    Crawley
    West Sussex
    RH10 9LW
    UNITED KINGDOM
    Phone
    +4402031765888
  • Complaints Contact

    Endeavour House
    Crawley Business Quarter
    Manor Royal
    Crawley
    West Sussex
    RH10 9LW
    UNITED KINGDOM
    Phone
    +4402031765888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Mark Russell

    IRN AMR00040

    • CF21 Investment Adviser (25 Sep 2003 to 14 Nov 2003)
  • Adam Ralph Rideout

    IRN ARR01077

    • CF30 Customer (14 Aug 2014 to 30 Nov 2015)
  • Amanda Jane Mayes

    IRN AJA00043

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
    • CF1 Director (14 May 2019 to 8 Dec 2019)
  • Andrew Dines

    IRN AXD01673

    • SMF3 Executive Director (since 7 Jul 2025)
  • Andrew John Brixey-Williams

    IRN AXB00192

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2006)
  • Andrew Paul Gardner

    IRN AXG18378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2026)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2026)
    • CF4 Partner (AR) (22 Oct 2019 to 19 Mar 2021)
    • CF30 Customer (13 Aug 2019 to 14 Jan 2026)
  • Andrzej Marcin Miedzinski

    IRN AMM01372

    • CF30 Customer (26 Apr 2021 to 18 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jan 2024)
  • Angela Winton

    IRN AXH01611

    • Responsible for Insurance Distribution (since 21 Jan 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (20 Aug 2015 to 8 Dec 2019)
    • CF1 Director (20 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Aug 2015 to 8 Dec 2019)
    • CF2 Non Executive Director (13 Feb 2014 to 3 Sep 2015)
  • Bernard Terence Walsh

    IRN BXW00034

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2002)
  • Colin Howard Paterson

    IRN CHP01038

    • CF4 Partner (AR) (6 May 2009 to 28 Feb 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.