Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Magus Private Wealth Limited
FRN 191022
- Responsible for Insurance Distribution (since 21 Jan 2022)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF1 Director (20 Aug 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (20 Aug 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Aug 2015 to 8 Dec 2019)
- CF2 Non Executive Director (13 Feb 2014 to 3 Sep 2015)
-
- CF30 Customer (1 Nov 2007 to 4 May 2010)
- CF24 Pension Transfer Specialist (30 Jan 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.