Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 21 Jan 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (20 Aug 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Aug 2015 to 8 Dec 2019)
    • CF2 Non Executive Director (13 Feb 2014 to 3 Sep 2015)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF30 Customer (1 Nov 2007 to 4 May 2010)
    • CF24 Pension Transfer Specialist (30 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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