Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
    • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
  • Magus Professional Partners LLP (no longer approved here)

    FRN 500360

    • (11)Employed By (29 Apr 2015 to 30 Nov 2015)
  • Wilder Coe Financial Planning LLP (no longer approved here)

    FRN 506776

    • Employed By (29 Apr 2015 to 30 Nov 2015)
  • Magus Private Wealth Limited (no longer approved here)

    FRN 191022

    • CF30 Customer (14 Aug 2014 to 30 Nov 2015)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • CF30 Customer (12 Jul 2012 to 9 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.