P1 Investment Services Limited

Date authorised
8 September 2016
Companies House
09810560
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    P1 Investment Services Ltd
    Clyst House
    Manor Drive
    Clyst St. Mary
    Exeter
    Devon
    EX5 1GB
    UNITED KINGDOM
    Phone
    +441392953079
    Web
    https://www.p1-im.co.uk

  • Complaints Contact

    P1 Investment Services Ltd
    Clyst House
    Manor Drive
    Clyst St. Mary
    Exeter
    Devon
    EX5 1GB
    UNITED KINGDOM
    Phone
    +441392953079

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon John David Scott

    IRN GJS01208

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • CF30 Customer (2 May 2018 to 8 Dec 2019)
  • Harry James Webster

    IRN HXW13398

    • CF1 Director (AR) (since 3 Apr 2019)
  • Harry William Sevier

    IRN HWS01025

    • 14. Managing investments
    • [FCA CF] Client dealing (since 10 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 10 Sep 2024)
  • Henry Frederick Hugh Cobbe

    IRN HFC01009

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
    • [FCA CF] Client dealing (since 1 Nov 2020)
  • Hoshang Daroga

    IRN HXD01299

    • 14. Managing investments
    • [FCA CF] Client dealing (since 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 31 Aug 2023)
  • Hugo Pelham Thorman

    IRN HPT01003

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (8 Sep 2016 to 8 Dec 2019)
  • James Arthur Harrison Priday

    IRN JAP01248

    • 14. Managing investments
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Oct 2017)
    • CF30 Customer (since 8 Sep 2016)
    • CF3 Chief Executive (9 Dec 2016 to 8 Dec 2019)
    • CF1 Director (8 Sep 2016 to 8 Dec 2019)
  • Joanne Benson

    IRN JXB02815

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2026)
    • [FCA CF] Manager of certification employee (since 30 Apr 2026)
    • [FCA CF] Client dealing (since 30 Apr 2026)
  • Joseph Robert James Priday

    IRN JRP01220

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (24 Nov 2016 to 8 Dec 2019)
  • Kane Linton Harrison

    IRN KXH13836

    • CF1 Director (AR) (17 Apr 2019 to 31 May 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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