P1 Investment Services Limited

Date authorised
8 September 2016
Companies House
09810560
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    P1 Investment Services Ltd
    Clyst House
    Manor Drive
    Clyst St. Mary
    Exeter
    Devon
    EX5 1GB
    UNITED KINGDOM
    Phone
    +441392953079
    Web
    https://www.p1-im.co.uk

  • Complaints Contact

    P1 Investment Services Ltd
    Clyst House
    Manor Drive
    Clyst St. Mary
    Exeter
    Devon
    EX5 1GB
    UNITED KINGDOM
    Phone
    +441392953079

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kieran Joseph Follis

    IRN KJF01037

    • 14. Managing investments
    • [FCA CF] Client dealing (since 28 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2024)
  • Marc Rod Stewart Cotterill

    IRN MXC00095

    • CF1 Director (AR) (5 Nov 2020 to 22 Oct 2021)
  • Michael Daniel Newman

    IRN MDN01016

    • CF30 Customer (17 Apr 2019 to 31 May 2022)
  • Niall James McBride

    IRN NJM01149

    • CF1 Director (AR) (since 12 Feb 2026)
  • Nicholas Ian Skelhorn

    IRN NIS01003

    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
  • Nicholas Stoop

    IRN NXS16894

    • 14. Managing investments
    • [FCA CF] Client dealing (since 22 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 22 Jun 2022)
  • Paul Adrian White

    IRN PAW00088

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Oct 2017)
    • CF30 Customer (since 8 Sep 2016)
    • [FCA CF] CASS oversight function (1 May 2024 to 1 Apr 2026)
    • CF10 Compliance Oversight (8 Sep 2016 to 8 Dec 2019)
    • CF1 Director (8 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Sep 2016 to 8 Dec 2019)
  • Peter Bernard Duffy

    IRN PBD01031

    • CF1 Director (AR) (since 12 Feb 2026)
  • Quintin Rayer

    IRN QXR01006

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • Richard Frank

    IRN RXF01244

    • CF1 Director (AR) (22 Apr 2021 to 30 Sep 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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