Kieran Joseph Follis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • P1 Investment Services Limited

    FRN 752005

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2024)
    • [FCA CF] Client dealing (since 28 Feb 2024)
  • Ravenscroft Investments (UK) Limited (no longer approved here)

    FRN 609277

    • [FCA CF] Material risk taker (1 Jan 2021 to 1 Jul 2022)
    • [FCA CF] Client dealing (1 Jan 2021 to 19 Aug 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 19 Aug 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 1 Jul 2022)
  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Feb 2020)
    • CF10a CASS Oversight function (8 Mar 2016 to 10 Jul 2018)
    • CF1 Director (7 Jan 2016 to 10 Jul 2018)
    • CF30 Customer (14 Sep 2015 to 8 Dec 2019)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (14 May 2013 to 22 Dec 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (6 Mar 2012 to 14 Jun 2012)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (1 Nov 2007 to 7 Apr 2010)
    • CF27 Investment Management (24 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2006)
    • CF27 Investment Management (1 Dec 2001 to 31 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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