Ravenscroft Investments (UK) Limited

• Principal Place of Business

  The Singing Men's Chambers

  19 Minster Precincts

  Peterborough

  Cambridgeshire

  PE1 1XX

  UNITED KINGDOM

  Phone

  +441733315155

• Complaints Contact

  The Singing Men's Chambers

  19 Minster Precincts

  Peterborough

  Cambridgeshire

  PE1 1XX

  UNITED KINGDOM

  Phone

  +441733315155

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adrian Michael Fitzroy Clayton

  IRN AMC01097

  • CF30 Customer (29 Sep 2017 to 19 Feb 2019)
• Aiysha Prow

  IRN AMC01331

  • CF30 Customer (27 Sep 2017 to 16 Jul 2018)
• Alexander Chambers

  IRN AXC01254

  • [FCA CF] Client dealing (1 Apr 2024 to 11 Oct 2024)
  • [FCA CF] Functions requiring qualifications (1 Apr 2024 to 11 Oct 2024)
• Andrew Jonathan Robertson Vartan

  IRN AJV01016

  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 1 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
  • [FCA CF] Significant management (since 1 Jan 2021)
  • [FCA CF] Material risk taker (since 1 Jan 2021)
  • [FCA CF] Client dealing (since 1 Jan 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (31 Jul 2014 to 8 Dec 2019)
  • CF1 Director (31 Jul 2014 to 8 Dec 2019)
• Anthony Peter McGovern

  IRN APM01229

  • CF30 Customer (26 Sep 2017 to 6 Jul 2023)
• Ashley correia

  IRN AXC03375

  • CF30 Customer (7 Sep 2018 to 19 Feb 2019)
• Benjamin Laurence Byrom

  IRN BLB01046

  • CF30 Customer (29 Sep 2017 to 21 Feb 2019)
• Christopher Anthony Leslie Brock

  IRN CAB01106

  • CF30 Customer (1 Dec 2017 to 1 Dec 2017)
• Dario Milizia

  IRN DXM02474

  • [FCA CF] Manager of certification employee (16 Aug 2021 to 1 Jul 2022)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 6 Aug 2024)
  • [FCA CF] Client dealing (1 Jan 2021 to 6 Aug 2024)
  • [FCA CF] Material risk taker (1 Jan 2021 to 1 Jul 2022)
  • CF30 Customer (31 Jul 2014 to 8 Dec 2019)
• Garry Douglas Beardshall

  IRN GDB01096

  • CF30 Customer (27 Sep 2017 to 21 Feb 2019)

• Tees Investment Management Ltd (no longer appointed)

  FRN 919012 · Appointed 6 Jan 2020 · Until 18 Feb 2020

• Ravenscroft (CI) Limited (no longer appointed)

  FRN 679424 · Appointed 26 Jun 2017 · Until 10 Jul 2023

• Ravenscroft Investment Management Limited (no longer appointed)

  FRN 773445 · Appointed 8 Mar 2017 · Until 21 Dec 2021

• Ravenscroft Jersey Limited (no longer appointed)

  FRN 772842 · Appointed 1 Mar 2017 · Until 22 Feb 2018

No changes recorded yet.