Ravenscroft Investments (UK) Limited

• Principal Place of Business

  The Singing Men's Chambers

  19 Minster Precincts

  Peterborough

  Cambridgeshire

  PE1 1XX

  UNITED KINGDOM

  Phone

  +441733315155

• Complaints Contact

  The Singing Men's Chambers

  19 Minster Precincts

  Peterborough

  Cambridgeshire

  PE1 1XX

  UNITED KINGDOM

  Phone

  +441733315155

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Gerald Scott Eldon Spencer

  IRN GSS01103

  • CF30 Customer (6 Nov 2017 to 16 Jul 2018)
• Holly Jean Warburton

  IRN HJW01079

  • CF30 Customer (26 Sep 2017 to 13 Dec 2021)
• Jonathan Richard Ravenscroft

  IRN JRR01143

  • CF1 Director (14 Jul 2015 to 17 Sep 2019)
• Justin O'Farrel Jouan

  IRN JOJ01010

  • CF30 Customer (26 Sep 2017 to 19 Feb 2019)
• Kevin Boscher

  IRN KXB00089

  • SMF3 Executive Director (25 Mar 2021 to 2 Apr 2024)
• Kieran Joseph Follis

  IRN KJF01037

  • [FCA CF] Material risk taker (1 Jan 2021 to 1 Jul 2022)
  • [FCA CF] Client dealing (1 Jan 2021 to 19 Aug 2022)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 19 Aug 2022)
  • [FCA CF] Manager of certification employee (1 Jan 2021 to 1 Jul 2022)
• Laura Bird

  IRN LLP01008

  • [FCA CF] Client dealing (1 Jan 2021 to 31 May 2023)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 May 2023)
  • [FCA CF] Material risk taker (1 Jan 2021 to 1 Jul 2022)
• Mark Adrian Harries

  IRN MAH01198

  • CF30 Customer (22 Nov 2016 to 18 Jul 2019)
• Mark Le Conte Bousfield

  IRN MLB01049

  • CF30 Customer (16 Oct 2017 to 21 Feb 2019)
• Mark Simon Puleikis

  IRN MSP01035

  • SMF3 Executive Director (since 25 Sep 2024)

• Tees Investment Management Ltd (no longer appointed)

  FRN 919012 · Appointed 6 Jan 2020 · Until 18 Feb 2020

• Ravenscroft (CI) Limited (no longer appointed)

  FRN 679424 · Appointed 26 Jun 2017 · Until 10 Jul 2023

• Ravenscroft Investment Management Limited (no longer appointed)

  FRN 773445 · Appointed 8 Mar 2017 · Until 21 Dec 2021

• Ravenscroft Jersey Limited (no longer appointed)

  FRN 772842 · Appointed 1 Mar 2017 · Until 22 Feb 2018

No changes recorded yet.