Ravenscroft Investments (UK) Limited

• Principal Place of Business

  The Singing Men's Chambers

  19 Minster Precincts

  Peterborough

  Cambridgeshire

  PE1 1XX

  UNITED KINGDOM

  Phone

  +441733315155

• Complaints Contact

  The Singing Men's Chambers

  19 Minster Precincts

  Peterborough

  Cambridgeshire

  PE1 1XX

  UNITED KINGDOM

  Phone

  +441733315155

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Michael Andrew Oldfield Kenyon

  IRN MAK01062

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Feb 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Feb 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Feb 2026)
  • [FCA CF] Significant management (9 Dec 2019 to 23 Feb 2026)
  • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2025)
  • CF30 Customer (31 Jul 2014 to 8 Dec 2019)
  • CF28 Systems and controls (31 Jul 2014 to 8 Dec 2019)
  • CF1 Director (31 Jul 2014 to 8 Dec 2019)
• Natalie Hannah Howman

  IRN NHH01021

  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Aug 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Aug 2024)
  • CF11 Money Laundering Reporting (31 Jul 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (31 Jul 2014 to 8 Dec 2019)
• Nicholas Craze

  IRN NXC00099

  • [FCA CF] Client dealing (1 Jan 2021 to 11 Jun 2021)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 11 Jun 2021)
  • [FCA CF] Material risk taker (1 Jan 2021 to 11 Jun 2021)
• Nicholas Hugh Craze

  IRN NHC01029

  • CF30 Customer (26 Sep 2017 to 19 Feb 2019)
• Oliver Charles Haydn Taylor

  IRN OCH01010

  • CF30 Customer (29 Sep 2017 to 6 Jul 2023)
• Oliver Edward Goad

  IRN OEG01000

  • [FCA CF] Client dealing (1 Sep 2021 to 12 Oct 2021)
• Oliver John Parsons

  IRN OXP06019

  • [FCA CF] Client dealing (1 Mar 2021 to 2 May 2025)
  • [FCA CF] Material risk taker (1 Mar 2021 to 2 May 2025)
  • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 2 May 2025)
• Oliver Vartan

  IRN OXV00031

  • [FCA CF] Functions requiring qualifications (15 May 2025 to 17 Feb 2026)
  • [FCA CF] Material risk taker (15 May 2025 to 17 Feb 2026)
  • [FCA CF] Client dealing (15 May 2025 to 17 Feb 2026)
• Patrick Joseph Mcconnell

  IRN PJM01547

  • CF30 Customer (26 Sep 2017 to 19 Feb 2019)
• Paul Gregory Hunt

  IRN PGH01045

  • SMF9 Chair of the Governing Body (4 Jul 2024 to 29 Sep 2025)

• Tees Investment Management Ltd (no longer appointed)

  FRN 919012 · Appointed 6 Jan 2020 · Until 18 Feb 2020

• Ravenscroft (CI) Limited (no longer appointed)

  FRN 679424 · Appointed 26 Jun 2017 · Until 10 Jul 2023

• Ravenscroft Investment Management Limited (no longer appointed)

  FRN 773445 · Appointed 8 Mar 2017 · Until 21 Dec 2021

• Ravenscroft Jersey Limited (no longer appointed)

  FRN 772842 · Appointed 1 Mar 2017 · Until 22 Feb 2018

No changes recorded yet.